Success Stories

Financial Services Industry:

Newly Formed and Existing Companies

  • Helped to create and implement successful growth strategies
  • Supported banking and funding relationships
  • Managed transition to self-clearing
  • Organized back-office operations
  • Resolved various regulatory issues
  • Acted as Financial and Operations Principal for a number of broker/dealers
  • Established a broker/dealer
  • Provided much appreciated temporary CFO and COO services

Other Industries:

Manufacturing, Hospitality and Wholesaling

  • Reorganized reporting structures
  • Established proper accounting systems
  • Identified needed managerial reporting  
  • Created useful  and productive planning processes
  • Provided much appreciated temporary CFO and COO services